Smart Grid Policy Framework

The Philippine Smart Grid (SG) policy framework was established by DC2020-02-0003, signed February 6, 2020 by Secretary Alfonso G. Cusi. It sets a national vision of transforming the entire Philippine power sector into a “secure, stable, flexible, sustainable, digitally enabled, and interoperable system” by 2040, primarily through the Smart Distribution Utility Roadmap (SDUR) for Distribution Utilities (DUs). [DC2020-02-0003, §§1–10, 2020-02-06]


Guiding Principles

Six criteria govern the transition to a Smart Grid [DC2020-02-0003, §1, 2020-02-06]:

PrincipleDescription
SafetyImprove system protection to prevent electrical risks to consumers
ReliabilityEnsure delivery of power satisfying consumer demand; enhance grid response to disturbances
EfficiencyReduce technical and non-technical power/energy losses in all sectors
Flexibility/SustainabilityEnhance power system response to demand/supply changes; allow smooth integration of emerging technologies
ResiliencyImprove grid ability to resist, absorb, and recover from hazards while restoring essential functions
Consumer EmpowermentImprove consumer awareness and engagement; promote EVs, net metering, smart monitoring

Smart Grid Vision by 2040

The Philippines’ SG vision by 2040 encompasses [DC2020-02-0003, §4, 2020-02-06]:

  • Self-healing grid
  • Full Customer Choice
  • Full implementation of RCOA, RPS, GEOP, and Net Metering
  • Optimized ESS, Energy Management Systems (EMS), and DER Management Systems
  • Virtual Power Plant (VPP) integration
  • Islanding capability
  • Demand Response, Demand-Side and Peak Load Management
  • Smart Homes and Cities

Smart Distribution Utility Roadmap (SDUR)

The SDUR is the core implementation framework for DUs, defining a 5-level maturity path across two dimensions [DC2020-02-0003, §5.3 + Annex A, 2020-02-06]:

Network Dimension

LevelDescription
Level 0Manually operated; no SG plans or programs
Level 1Initiated installation of reclosers, sectionalizers, load break switches, fault circuit indicators, SCADA, and/or GIS
Level 2Initiated remote voltage regulators and/or capacitor banks; implemented DA, SA, DMS, OMS, and/or MWMS
Level 3Initiated FLISR and/or ADMS with Smart Distribution Automation (SDA) and Smart Substation Automation (SSA)
Level 4Fully implemented SDA and SSA

Customer Service Dimension

LevelDescription
Level 0Conventional metering; no AMI plans
Level 1Initiated Automated Meter Reading (AMR)
Level 2Initiated AMI (Smart Meters + Data Management System + Data Center/Server)
Level 3Scaling up AMI deployments
Level 4Full AMI deployment

Vision (all DUs by 2040): All Network and Customer Service features, plus VPP integration, islanding, demand response and peak load management, DER management systems, consumer education, GIS updating, interoperability, cybersecurity, and telecommunications infrastructure.

DUs must self-assess their current level against the SDUR and submit an SG deployment plan to DOE (copy to ERC). DUs may request acceleration or deferral with justification, subject to DOE endorsement and ERC approval. [DC2020-02-0003, §6.4, 2020-02-06]


Infrastructure Framework

Smart Power Generation (SPG)

GenCos shall integrate SPG into the transmission or distribution system consistent with the PDP. SPG technologies include DERs, Hybrid Systems, ESS, and Flexible Generation. SPGs are gradually to be integrated into wholesale and retail electricity markets. [DC2020-02-0003, §5.1, 2020-02-06]

Transmission Modernization

NGCP/TNP must formulate and submit to DOE and ERC an SG deployment plan and roadmap covering: wide area monitoring systems (WAMS), transmission automation and optimization, and long-term interconnection transmission expansion plans. The SG roadmap must form part of the annual Transmission Development Plan (TDP). [DC2020-02-0003, §§5.2, 6.3, 2020-02-06]

Interoperability

The SG Inter-Agency Steering Committee (SG-IASC) has primary responsibility to develop a framework of protocols and technical standards for SG interoperability. Protocols shall align policies, business models, and technology approaches to enable all electric participants to share information securely, enabling a technology-neutral SG network. [DC2020-02-0003, §5.6, 2020-02-06]

Cybersecurity

GenCos, TNP, and DUs must develop cybersecurity infrastructure compliant with relevant laws and internationally accepted standards. [DC2020-02-0003, §5.7, 2020-02-06]

Advanced Metering Infrastructure (AMI) Rules

DUs implementing AMI must comply with three requirements [DC2020-02-0003, §5.3.3, 2020-02-06]:

  1. Consumer Access Rights — consumers can access their own consumption data at any time
  2. Data Privacy — detailed energy consumption data treated as highly confidential; release to third parties only upon customer request and approval
  3. Consumer-Facing Devices — DUs may install additional energy monitoring devices upon consumer approval; DUs may charge additional ERC-approved rates for value-added services

EV Charging Stations

DUs may establish or facilitate EV charging stations. Private and government instrumentalities may install charging stations under non-regulatory (prevailing) pricing. DOE through the SG-IASC is mandated to formulate a National Strategy and Roadmap for EVs and EV Charging Stations consistent with the PEP. [DC2020-02-0003, §5.3.7, 2020-02-06]


Governance Structures

SG Inter-Agency Steering Committee (SG-IASC)

Originally created by DC2013-03-0003. Members: DOE, NPC, TransCo, PEMC, NGCP, NEA. Continued under DC2020-02-0003 with expanded functions: monitor SG initiatives to protect consumers and prevent anti-competitive practices; conduct regular review of SDUR; coordinate with government agencies, private sector, and international bodies before issuing SG policies. [DC2020-02-0003, §6.1, 2020-02-06]

SG Technical Working Groups (SG-TWGs)

Created by DOE Special Order SO2018-10-0057 (April 17, 2018). Six TWGs: [DC2020-02-0003, Recitals, 2020-02-06]

TWGLead Bureau
Power Systems OperationsEPIMB
Sustainable and Renewable EnergyREMB
StandardizationEUMB
Information and Communication Technology and CybersecurityITMS
Regulatory SupportLegal Services
Consumer EmpowermentConsumer Welfare and Promotion Office (CWPO)

Regulatory Mandates

AgencyMandate
DOEPrepare and formulate relevant SG policies and guidelines via SG-TWGs; endorse SG projects for BOI incentives; coordinate with DOST, DTI, DICT, NTC, BOC for standards and safety codes
ERCPromulgate SG guidelines within 6 months of DC2020-02-0003 effectivity; amend Distribution Utility Planning Manuals; develop SG standards for Philippine Distribution Code and Grid Code; review DU/TNP CAPEX/OPEX applications for SG projects; ensure timely cost recovery approval
NEAProvide concessional loans to SG projects by Electric Cooperatives (ECs); propose national strategy for SG deployments to ECs
NGCP/TNPFormulate SG deployment plan + roadmap; incorporate into annual TDP

[DC2020-02-0003, §§6–7, 2020-02-06]


Key Definitions

TermDefinition
Advanced Metering Infrastructure (AMI)Integrated system of smart meters, communications networks, and implementation systems enabling two-way communication between utilities and customers
Demand Response (DR)Mechanism for utilities to curtail customer load or disconnect equipment remotely; participation via incentives/penalties
Distributed Energy Resources (DER)Smaller power sources that can be aggregated to provide power for regular demand
Smart GridModernized electrical grid using two-way/multi-way communication, real-time monitoring and control for improved reliability, security, efficiency; integrates bulk/flexible generation, DER, micro-grids, and EVs; empowers customers
Smart Distribution Utility (SDU)Reliable, flexible, resilient, secure automated distribution system integrated with decentralized energy sources
Virtual Power Plant (VPP)Network of aggregated decentralized medium-scale units (CHP, wind, solar PV, prosumers, ESS) dispatched centrally to relieve grid load
SDURSmart Distribution Utility Roadmap — the 5-level grid modernization framework for DUs, with 2040 as target year

Implementation Status

As of PDP 2023-2050 (Ch. 3), DOE tracks SDUR progress through the DEPDMS (Distribution Expansion and Planning Data Management System). The PDP notes that DUs have reached varying SDUR levels, and the ERC has approved CAPEX/OPEX plans for grid modernization aligned with this framework. [PDP 2023-2050, Ch. 3, pp.118–119, 2023]

The Smart and Green Grid Plan (SGGP) — developed under the PDP 2023-2050 framework — extends the SDUR vision to include offshore wind, large-scale BESS, and HVDC interconnections. See Smart and Green Grid Plan (SGGP) .